Corporate Executive Services

We specialize in advising C-Suite executives on the complex financial situations they face, including non-qualified deferred compensation, option based compensation and restricted stock sales that take shareholder optics surrounding all such divestitures into account.

10b5-1 Specialty

We design and implement strategic 10b5-1 Trading Plans for executives and board members of public companies that are personalized to meet their specific needs and objectives.

Executive Financial Services

• Monetization strategies: Rule 10b5-1 Trading Plans, block trades, open market sales, private sales

• Hedging strategies: option overlays, zero premium collars, prepaid forward contracts

• Diversification strategies: exchange funds, collateral loans

• Gifting strategies: charitable lead/remainder trusts, donor-advised funds, private family foundations

• Executive compensation consulting, including equity and option analysis

• Non-qualified deferred compensation plan optimization

• Comprehensive cash flow and financial planning

• Boutique investment opportunities

• M&A impact analysis

Legal & Privacy
Web Accessibility Policy

Form Client Relationship Summary ("Form CRS") is a brief summary of the brokerage and advisor services we offer.
HTA Client Relationship Summary
HTS Client Relationship Summary

Hightower Advisors, LLC is a SEC registered investment adviser. Registration as an investment adviser does not imply a certain level of skill or training. Some investment professionals may also be registered with Hightower Securities, LLC and offer securities through Hightower Securities, LLC, member FINRA/SIPC. You can check the background of our firm and investment professionals on Unless otherwise indicated relative to a specific award or ranking, Hightower Advisors, LLC does not pay a fee to be considered for any ranking or recognition, but may have paid to publicize rankings obtained and disseminated prior to 11.4.2022. All awards / rankings / ratings obtained and distributed on or after 11.4.2022 will be accompanied by specific disclosure as applicable.

© 2024 Hightower Advisors. All Rights Reserved.