We advise our clients with an integrated approach that spans personal mission statements, estate planning and risk management. Our investment style is thematic in nature and oriented toward total return over specified time horizons. We are fully versed with SEC regulations governing the sale and hedging of concentrated equity positions, as well as with Rule 10b5-1 Trading Plans that comply with all Sarbanes-Oxley guidelines for executives of publicly traded companies. We have built strong relationships within the legal and accounting communities to better address our clients' tax and estate planning needs.
Barnaby is a Partner and Managing Director at Hightower Advisors. With more than 30 years of financial services experience, Barnaby focuses on developing goal-based investment management and financial planning strategies for high-net-worth individuals and their families.
Prior to Hightower, Barnaby was a Director of Wealth Management at Morgan Stanley Smith Barney, where he also served as a Senior Advisor in the Citi Family Office and was the Senior Portfolio Manager on Smith Barney's largest corporate services team.